Investment Industry Regulatory Organization of Canada
http://dbpedia.org/resource/Investment_Industry_Regulatory_Organization_of_Canada an entity of type: Thing
The Investment Industry Regulatory Organization of Canada (IIROC; Organisme canadien de réglementation du commerce des valeurs mobilières or OCRCVM in French) is a non-profit, national self-regulatory organization (SRO). Established through the merger of the Investment Dealers Association of Canada (IDA) and (RS) on June 1, 2008, IIROC oversees all investment dealers and trading activity on debt and equity markets in Canada.
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Investment Industry Regulatory Organization of Canada
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Investment Industry Regulatory Organization of Canada
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Investment Industry Regulatory Organization of Canada
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18847030
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1059741116
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IIROC/OCRCVM
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C$101.237M
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2008
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Suite 2000, 121 King Street West, Toronto, Ontario, Canada
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Andrew J. Kriegler
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Paul D. Allison
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Chair
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CEO, President
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Investment Industry Regulatory Organization of Canada Logo.jpg
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274
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L’Organisme canadien de réglementation du commerce des valeurs mobilières
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Monitors members for securities law compliance; enforces securities regulations through quasi-judicial proceedings
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active
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Organizations based in Canada
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The Investment Industry Regulatory Organization of Canada (IIROC; Organisme canadien de réglementation du commerce des valeurs mobilières or OCRCVM in French) is a non-profit, national self-regulatory organization (SRO). Established through the merger of the Investment Dealers Association of Canada (IDA) and (RS) on June 1, 2008, IIROC oversees all investment dealers and trading activity on debt and equity markets in Canada. The organization sets regulatory and investment industry standards and has quasi-judicial powers in that it holds enforcement hearings and has the power to suspend, fine and expel members and registered representatives, such as advisors. However, it has often been criticized by investor advocates as ineffective.
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13983
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IIROC/OCRCVM
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101.237
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L’Organisme canadien de réglementation du commerce des valeurs mobilières
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Monitors members for securities law compliance; enforces securities regulations through quasi-judicial proceedings
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active